Rich Lee

Managing Director, Head of BofA Global Principal Investments

📍 New York City Metropolitan Area, United States🔄 Updated September 2026💼 7 investments📅 15 years investing🗓 Last invested May 2017
Angel investor🌍 United States
7
Total investments
2
Early stage
1
Mid stage
0
Late stage
15y
Years active

Portfolio

3 investments · sorted by recency
All investments
Early stage
Mid stage
Late stage
Board Member
Jul 2015
Symphony is an AI-powered communication and technology company fueled by interconnected platforms: Messaging, Voice, Directory and Analytics. Our modular technology - built for global finance - enables over 1,000 institutions to prioritize data security, navigate complex regulatory compliance and optimize business interactions. Symphony was founded in October 2014 and is headquartered in New York City with 10 additional offices across the globe. Find out more at symphony.com
Board Member
Feb 2015
Visible Alpha is a part of S&P Global, creating a premium offering of fundamental investment research capabilities with S&P Global Market Intelligence’s Capital IQ Pro platform. Visible Alphas deep, granular consensus and broker estimates data complements Capital IQ’s broad estimates solution. The combination of our businesses allows us to offer an incredibly comprehensive platform for financial analysis, and our goal remains the same: to help you make more informed decisions while saving time and increasing efficiency.
Board Member
Jan 2012
FXSpotStream, a wholly owned subsidiary of LiquidityMatch, provides a multibank price streaming service to clients supporting FX spot, swaps, forwards, NDFs, NDS and Precious Metals spot and swaps. Banks connected to FXSpotStream serve as liquidity providers to clients. FXSpotStream functions as a market utility, providing the technology and infrastructure that supports the multibank GUI and API to send orders from clients to liquidity providers. Clients access a GUI or single API from co-location sites in New York, London and Tokyo and have the potential to communicate with all liquidity providing banks connected to the FXSpotStream solution. FXSpotStream’s streaming liquidity providers include Barclays, BofA Merrill Lynch, BNP Paribas, Citi, Commerzbank AG, Credit Suisse, Goldman Sachs, HSBC, J.P. Morgan, Morgan Stanley, MUFG, Societe Generale, Standard Chartered, State Street and UBS. FXSpotStream also offers access to all of the Algos of the FXSpotStream liquidity providers over both the API and GUI, and supports pre- and post-trade Allocations. In addition, FXSpotStream offers a matching engine, MidMatch®, supporting trading in spot FX and Precious Metals. We have offices in New Jersey, London and Tokyo. Contact us: sales@fxspotstream.com
Experience · 9 entries
All (9)
Investments (7)
Board (7)
2017
Board Member
May 2017
Tradeweb Markets Inc. (Nasdaq: TW) is a leading, global operator of electronic marketplaces for rates, credit, equities and money markets. Founded in 1996, Tradeweb provides access to markets, data and analytics, electronic trading, straight-through-processing and reporting for more than 50 products to clients in the institutional, wholesale, retail and corporates markets. Advanced technologies developed by Tradeweb enhance price discovery, order execution and trade workflows while allowing for greater scale and helping to reduce risks in client trading operations. Tradeweb serves more than 2,800 clients in more than 70 countries. On average, Tradeweb facilitated more than $1.9 trillion in notional value traded per day over the past four fiscal quarters.
2015
Board Member
Jul 2015
Symphony is an AI-powered communication and technology company fueled by interconnected platforms: Messaging, Voice, Directory and Analytics. Our modular technology - built for global finance - enables over 1,000 institutions to prioritize data security, navigate complex regulatory compliance and optimize business interactions. Symphony was founded in October 2014 and is headquartered in New York City with 10 additional offices across the globe. Find out more at symphony.com
Board Member
Feb 2015
Visible Alpha is a part of S&P Global, creating a premium offering of fundamental investment research capabilities with S&P Global Market Intelligence’s Capital IQ Pro platform. Visible Alphas deep, granular consensus and broker estimates data complements Capital IQ’s broad estimates solution. The combination of our businesses allows us to offer an incredibly comprehensive platform for financial analysis, and our goal remains the same: to help you make more informed decisions while saving time and increasing efficiency.
Board Member
2015
Traiana is now part of OSTTRA. Traiana operates the leading market infrastructure for post-trade processing and risk management across asset classes and provides client service and risk management technology across the financial sector. Global banks, broker/dealers, buy-side firms and trading platforms use our cross-asset class services to automate risk management and pre-trade/post-trade processing of listed and over the counter transactions. Traiana’s network is comprised of the global financial community’s leading voices – providing insight, thought leadership and connectivity. We take the complex problems of both the markets and individual organizations and solve them in a creative way, so firms can implement the most cost-effective solution. We enable our clients to stay compliant and ahead of changes in the regulatory landscape while allowing them to focus on seizing opportunities and growing their business safely and securely. Our proven scalable and trusted solutions create safer, lower cost, real-time markets, which increases trading opportunities, creates efficiency and reduces costs. Today, Traiana is connected to over 2,100 firms. The network includes all major market participants including prime brokers, executing banks, retail platforms, buy-side firms and execution venues.
2013
CHX Holdings, Inc. Board Member
May 2013
Chicago Stock Exchange (CHX) is an integral part of the National Market System. The exchange is a national securities exchange and Self-Regulatory Organization, which operates under the oversight of the U.S. Securities and Exchange Commission (SEC). CHX offers the ability to transact business in virtually all equity securities traded on NYSE, AMEX, NASDAQ, or other national securities exchanges. CHX’s robust Matching System, innovative products and connectivity to order sending firms and market makers enables the exchange offer functionality beyond the simple matching of orders. CHX is an ideal venue for hedge funds, options market makers, quantitative traders, professional traders, and active individual traders that require immediate and automated execution, in addition to serving the needs of traditional broker-dealer clients and the individual investors they represent.
Show all 9 entries ↓
Investment activity
2011–2017 · 7 investments
2011120121201312015320171
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