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Consultant - Shareholder Meeting Season
Jan 2024
Broadridge Financial Solutions (NYSE: BR) is a global technology leader with trusted expertise and transformative technology, helping clients and the financial services industry operate, innovate, and grow. We power investing, governance, and communications for our clients – driving operational resiliency, elevating business performance, and transforming investor experiences.
Our technology and operations platforms process and generate over 7 billion communications annually and underpin the daily average trading of over $15 trillion in tokenized and traditional securities globally. A certified Great Place to Work®, Broadridge is part of the S&P 500® Index, employing over 15,000 associates in 21 countries.
For more information about us, please visit www.broadridge.com
Experience · 3 entries
All (3)
Investments (1)
2024
Consultant - Shareholder Meeting Season
Jan 2024
Broadridge Financial Solutions (NYSE: BR) is a global technology leader with trusted expertise and transformative technology, helping clients and the financial services industry operate, innovate, and grow. We power investing, governance, and communications for our clients – driving operational resiliency, elevating business performance, and transforming investor experiences.
Our technology and operations platforms process and generate over 7 billion communications annually and underpin the daily average trading of over $15 trillion in tokenized and traditional securities globally. A certified Great Place to Work®, Broadridge is part of the S&P 500® Index, employing over 15,000 associates in 21 countries.
For more information about us, please visit www.broadridge.com
2017
Managing Director Investment
Mar 2017
We are an ESG focused investment fund specializing in off-market opportunities in private markets. Our aim is to provide investors with unique ESG investments often overlooked by others.
Key considerations when choosing an ESG mutual fund include values alignment, engagement with companies on ESG matters, and transparency of performance and impact reports. At JSC, we assist in defining investment portfolio ESG values, assessing our funds ESG efforts, and providing transparent reporting to ensure compliance with regulatory frameworks.
“JSC ESG Fund”is increasing in popularity among investors prioritizing environmental, social, and governance issues. When adding JSC to their portfolio, investors speak highly on its quality, costs, risks, performance, and alignment with their ESG values
Selecting an ESG fund can simplify your investment process by offering exposure to a diversified portfolio and professional management, reducing the need for individual security research. It also helps in mitigating risks linked to poor governance or environmental practices.
Aligning ESG values in investments is crucial for ensuring that your portfolio reflects your ethical and sustainability goals. It helps in mitigating risks associated with poor governance or environmental practices, and can lead to better long-term financial performance. Additionally, it provides transparency and accountability, which are key for responsible investing.
#euronextsustainabilityweek2024
2014
Investment Advisor Representative
Jul 2014
About Spartan Capital Securities LLC:
Spartan Capital Securities, LLC (SCS) is a full-service, integrated financial services firm that provides sound investment guidance for high net worth individuals and institutions. Our in-depth market knowledge, calculated risk management strategy and investment acumen have earned us a strong reputation as trusted Financial Advisors. Our philosophy is simple: Understand our clients’ objectives and execute accordingly. Our experienced investment professionals provide highly customized personal service, tailoring an asset allocation program to enable each client to meet their financial goals.
SCS brings decades of experience in the financial services industry, as well as extensive market knowledge coupled with investment banking and wealth management experience. With a diverse suite of capabilities and unparalleled attention to detail, we have built solid client relationships globally. At SCS, our goal is to deliver strategic, customized financial solutions, tailored to meet each client’s unique requirements and we will continue to serve our clientele with insight, prudence and confidence. SCS also offers advisory and insurance services through its affiliates, Spartan Capital Private Wealth Management LLC and Spartan Capital Insurance Services LLC.
About Spartan Capital Private Wealth Management LLC:
Spartan Capital Private Wealth Management LLC: directly serves high net worth and ultra high net worth clients globally offering a full suite of banking, investment and other wealth management solutions. The business also provides asset management products and services through its partnership with RBC Wealth Managements Portfolio Advisory Group.
