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Member, Investor Advisory Panel
Apr 2021
The Ontario Securities Commission administers and enforces securities law in the province of Ontario. The mandate of the OSC is to provide protection to investors from unfair, improper or fraudulent practices, to foster fair, efficient and competitive capital markets and confidence in the capital markets, to foster capital formation, and to contribute to the stability of the financial system and the reduction of systemic risk.
Experience · 6 entries
All (6)
Investments (2)
2022
Member, Investor Advisory Panel
Nov 2022
Securities regulators from each of the provinces and territories in Canada form the Canadian Securities Administrators (CSA). The CSA protects Canadian investors from unfair, improper, or fraudulent practices and fosters fair and efficient capital markets.
The CSA is primarily responsible for developing a harmonized approach to securities regulation across the country. The CSA brings provincial and territorial securities regulators together to share ideas and work at designing policies and regulations that are consistent across the country and ensure the smooth operation of Canadas securities industry. By collaborating on rules, regulations and other programs, the CSA helps avoid duplication of work and streamlines the regulatory process for companies seeking to raise investment capital and others working in the investment industry.
Les autorités en valeurs mobilières des provinces et territoires du Canada sont regroupées au sein des Autorités canadiennes en valeurs mobilières (ACVM). Les ACVM protègent les investisseurs canadiens contre des pratiques déloyales ou frauduleuses, tout en favorisant léquité et lefficacité des marchés financiers.
La tâche première des ACVM consiste à instaurer un processus harmonisé de réglementation des valeurs mobilières dans l’ensemble du pays.
Les ACVM rassemblent les autorités provinciales et territoriales en valeurs mobilières pour échanger des idées et travailler à la conception de politiques et de règlements uniformes qui garantissent le bon fonctionnement du secteur canadien des valeurs mobilières. Collaborer à la création de règles, de règlements et d’autres programmes leur permet d’éviter le dédoublement des tâches et de simplifier le processus réglementaire tant pour les sociétés qui cherchent à réunir des capitaux que pour les autres intervenants du secteur.
2021
Member, Investor Advisory Panel
Apr 2021
The Ontario Securities Commission administers and enforces securities law in the province of Ontario. The mandate of the OSC is to provide protection to investors from unfair, improper or fraudulent practices, to foster fair, efficient and competitive capital markets and confidence in the capital markets, to foster capital formation, and to contribute to the stability of the financial system and the reduction of systemic risk.
2018
Adjunct Faculty Member Osgoode Hall Law School and Associate Director, Investor Protection Clinic
Sep 2018
The official page of Osgoode Hall Law School of York University.
Osgoode Hall Law School is located in Toronto, Ontario, Canada. It is one of the professional faculties at York University. Named after the first Chief Justice of Ontario, William Osgoode, the law school was established by The Law Society of Upper Canada in 1889 and was the only accredited law school in Ontario until 1957. Osgoode Hall Law School is consistently ranked as one of the top law schools in Canada by Macleans Magazine.
The law school is home to the Law Reform Commission of Ontario, the Osgoode Hall Law Journal, the German Law Journal, and the largest law library in the Commonwealth. Osgoode Hall Law School students may participate in a number of clinical and intensive programs, including the Community and Legal Aid Services Program (CLASP), the Poverty Law Intensive at Parkdale Community Legal Services, the Criminal Law Intensive, the Innocence Project, and the Osgoode Business Clinic. According to the Official Guide to Canadian Law Schools, Osgoode Hall Law School has the most extensive range of clinical programs in Canada. The primary student government at Osgoode is the Legal and Literary Society.
Per jus ad justitiam: Through law to justice.
2016
VP Associate General Counsel & Corporate Secretary
Jan 2016
Sun Life is a leading financial services organization dedicated to helping people achieve lifetime financial security and live healthier lives.
We provide a wide range of insurance and investment products and services in key markets around the world including Canada, the United States, the United Kingdom, Hong Kong, the Philippines and Indonesia. At Sun Life, we have more than 34,000 employees and 112,900 advisors worldwide.
Websites:
Canada www.sunlife.ca/en/
US www.sunlife.com/us/en/
Vietnam www.sunlife.com.vn
Hong Kong www.sunlife.com.hk
Indonesia www.sunlife.co.id
Malaysia www.sunlife.com.my
Philippines www.sunlife.com.ph
1997
Senior General Counsel and Associate Secretary
Jul 1997
CN is a North American transportation and logistics leader focused on supply chain innovation and collaboration. We offer integrated shipping solutions, including rail, intermodal, trucking, freight forwarding, warehousing and distribution.
We are an engaged corporate citizen, committed to the safety of our employees, customers and the public. CN is invested in building shareholder value and stronger communities, focused on environmental stewardship and developing an exceptional environment in the workplace.
CN has the expertise, the network reach and the capacity to move your goods to a global marketplace in a safe, timely and cost effective manner.
Welcome to CN, North Americas Railroad.
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