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Investor Advisory Committee
May 2022
The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nations stock and options exchanges, and other electronic securities markets in the United States.
In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes.
The SECs five main divisions are:
• Corporation Finance
• Trading and Markets
• Investment Management
• Enforcement
• Risk and Economic Analysis
The SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investors advocate.
We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SECs Washington, D.C. headquarters and in 11 regional offices in the United States.
Disclaimer: http://ow.ly/5hB230oHjhr
Experience · 3 entries
All (3)
Investments (1)
2025
Director of Federal Affairs
Jan 2025
The New York State Insurance Fund (NYSIF) was established in 1914 as part of the original enactment of the New York State Workers’ Compensation Law. NYSIFs mission is to guarantee the availability of workers’ compensation insurance at the lowest possible cost to New York employers and to provide timely, appropriate indemnity and medical payments to injured workers, while maintaining a solvent fund. Since inception, NYSIF has fulfilled the dual roles for which it was created: to compete with other carriers to ensure a fair market place and to be a guaranteed source of coverage for employers who cannot secure coverage elsewhere.
NYSIF is the largest workers’ compensation carrier in New York State and among the top 10 largest workers’ compensation carriers in the nation, insuring approximately 155,000 policyholders, with more than $2 billion in annual premium and $18 billion in assets. A self-supporting insurance carrier, NYSIF operates without taxpayer funding.
In addition to workers’ compensation insurance, NYSIF provides disability benefits coverage for off-the-job injuries to more than 61,000 New York employers. In 2018, NYSIF added Paid Family leave as a component of its disability benefits product, providing New Yorkers with job-protected, paid time away from work to care for their families.
2024
Associate Director, Private Equity & Capital Markets
Oct 2024
Americans for Financial Reform is a nonpartisan and nonprofit coalition of more than 200 civil rights, consumer, labor, business, investor, faith-based, and civic and community groups. Formed in the wake of the 2008 crisis, we are working to lay the foundation for a strong, stable, and ethical financial system – one that serves the economy and the nation as a whole. AFR has been called “the leading voice for Wall Street accountability” in Washington (by Zach Carter of the Huffington Post).
Through policy analysis, education, and outreach to our members and others, AFR builds public will for substantial reform, including:
-Fair rules of the road for consumers and a strong, effective Consumer Financial Protection Bureau to set basic safety standards and protect families—and the market as a whole—from loans designed to trick and trap
-A banking system that helps people buy and stay in their homes and invests in communities and businesses to create good jobs and strong neighborhoods
-An end to the casino economy that allows Wall Street to make “heads we win, tails they lose” bets with our money
-An end to megabank bailouts and financial institutions that are “too big to fail”
-Executive compensation that rewards long-term value creation, not excessive risk-taking, with meaningful shareholder review
-A transparent and accountable Federal Reserve, independent of banking industry control
-Transparency for all financial products and markets
-Meaningful limits on the political influence of the financial sector, so that the job of rewriting the rules is not left to the inside players who caused the problems we now face
Americans for Financial Reform does not receive tax-deductible contributions. A separate project, Americans for Financial Reform Education Fund, pursues related goals through a range of nonpartisan advocacy activities and does receive tax-deductible contributions. You can learn more about AFR’s Education Fund at http://realbankreform.org/.
2022
Investor Advisory Committee
May 2022
The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nations stock and options exchanges, and other electronic securities markets in the United States.
In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes.
The SECs five main divisions are:
• Corporation Finance
• Trading and Markets
• Investment Management
• Enforcement
• Risk and Economic Analysis
The SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investors advocate.
We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SECs Washington, D.C. headquarters and in 11 regional offices in the United States.
Disclaimer: http://ow.ly/5hB230oHjhr
