Compliance11

📍 Chicago, United States🗓 Founded 2005👥 10 employees💰 Last funded Nov 2006
Computer Software🌐 compliance11.com
Website LinkedIn
Compliance11, Inc., a subsidiary of The Charles Schwab Corporation, is a leading provider of cloud-based compliance automation software for the financial community. Compliance11 products automate employee trading, insider trading surveillance, policy affirmations, employee disclosures, gifts, entertainment, political contributions, marketing review, customer complaints, regulatory inquiries and more. The highly scalable, hosted platform can be operational in days freeing you to manage risk, not paper. For more information visit www.compliance11.com.
1
Total investors
1
Early stage
0
Mid stage
0
Late stage
2005
Founded

Investors

1 investors
All
Early stage
Mid stage
Late stage
Investor geography1 country
United States
1
Frequently asked questions
Who invested in Compliance11?
Compliance11 has 1 investors on record on gritt.io, including 1 early-stage backers.
When did Compliance11 last raise funding?
The most recent investment in Compliance11 recorded on gritt.io was in November 2006.
When was Compliance11 founded?
Compliance11 was founded in 2005.
What industry is Compliance11 in?
Compliance11 operates in Computer Software. Find similar Computer Software investors on gritt.io.
Where is Compliance11 based?
Compliance11 is headquartered in Chicago, United States.